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SEBI Fines SMC Global Securities Rs 1 Lakh, Finds Lapses In Client Order Records And Authorised Person Supervision

SEBI Fines SMC Global Securities Rs 1 Lakh, Finds Lapses In Client Order Records And Authorised Person Supervision
Photo: Free Press Journal · view original

New Delhi: The Securities and Exchange Board of India has imposed a Rs 1 lakh penalty on SMC Global Securities for lapses in maintaining client order records and supervising an authorised person. The action followed a thematic inspection covering January to September 2024. SEBI examined complaint...

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